professional services

Legal Checklist for Professional Services Firm Owners Considering a Sale, Equity Succession or Merger

Rohan Harris

Recent years have seen a significant increase in consolidation across professional services sectors, driven not only by succession planning and growth ambitions, but also by mounting regulatory and compliance obligations.

For many firm owners, complying with evolving privacy and cyber security requirements, AML/CTF reforms affecting professional advisers, and increasing governance expectations is becoming more costly and complex. At the same time, client money and trust account obligations, heightened professional risk, and reporting requirements are making scale and operational sophistication more important than ever. 

As a result, mergers and strategic sales are increasingly being viewed as a pathway to achieve compliance resilience, succession objectives and long-term sustainability.

Having advised on a range of professional services transactions, including mergers, acquisitions, management buy-outs and succession arrangements, we have seen first-hand the legal and commercial issues that can emerge well before a transaction reaches the negotiation stage.

To assist owners who may be exploring a future sale, equity succession or merger, we have prepared a practical Legal Checklist for Professional Services Firm Owners Considering a Sale, Equity Succession or Merger, outlining 10 key legal issues that should be addressed before engaging with potential buyers, investors or merger partners.

Complete the form below to access the checklist

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